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Framing Compliance as Enterprise Risk™

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Thaddeus ("Ted") Leszczynski, Esq.
Senior Consultant

 

Ted brings broad and rich experience to DMA. Ted was a senior executive with buy and sell side firms, with 30 years' domestic and international financial services experience. He was General Counsel for Van Eck funds and affiliated companies, and he served as Chief Compliance Officer for multi-business organiztions, with product line-ups including hedge funds, mutual funds, and separately managed accounts. He managed complex regulatory inspections and investigations by the SEC, NASD/FINRA, and the Hong Kong SFC. He also was deeply involved in strategic planning and business development in Asia, Latin America and Poland.  In addition to Van Eck funds, Ted held senior positions at Dreyfus, Fidelity Investments, and Prudential Insurance. He remains a principal of CSA, which provides business and regulatory advice.

Ted has an 
LLM (Taxation) from NYU, and he earned his law degree at Pace University School of Law. He earned his BS at NYU.