David E. McClean & Associates // DMA

Framing Compliance as Enterprise Risk™

Home

Compliance Services

BD Registration Services

Background Checks

Advisers

Hedge Funds

Wall Street Ethics Letter

CompliPort

Firm Element CE

Forms Library

News/Commentary

Tools and Resources

Client Update

SourceBook Order Form

Books & Resources

Models (Clients Only)

Contact Us

 



 
New Background Check Service for Due Diligence
 
DMA has partnered with a long-time provider of security and investigation services to perform comprehensive background checks for due diligence and employment purposes. Background checks are critical for selections of Portfolio Managers, Registered Reps, Traders, Key Personnel, Advisors and Sub-Advisors, especially in a post-Madoff world. On-going and periodic checks are now considered best practice.
 
It is our goal to provide fully integrated compliance and enterprise risk services. This new service will add to DMA's capabilities to help you protect your firm and your clients' assets.